QA2017-137 - Guidance T01.00

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Feb 01, 2024
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QA2017-137

Question


With regard to 'c06x - Other financial undertakings', article 4 (1, 27) CRR contains a list of “financial sector entities”. We hereunder copy the list and delete the entities that are reported in other categories: b. a financial institution (see footnote 1) c. an ancillary services undertaking included in the consolidated financial situation of an institution h. an insurance holding company i. a mixed-activity holding company j. a mixed-activity insurance holding company (i.e. a parent undertaking, other than an insurance undertaking, a third-country insurance undertaking, a reinsurance undertaking, a third-country reinsurance undertaking, an insurance holding company or a mixed financial holding company, which includes at least one insurance or reinsurance undertaking among its subsidiary undertakings) i. a third-country undertaking with a main business comparable to any of the entities referred to in points a. to k.


Response


This list can indeed be used as guidance for the other financial undertakings category, although it cannot be excluded that specific national frameworks could deviate from this list.