QA2019-68 - Proprietary transactions

Owned by SRB Services
Feb 01, 2024
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QA2019-68

Question


Please clarify what should be reported in column “B60 Number of transactions on proprietary accounts” in case of payments systems. Should only transactions on behalf of the reporting entity or also on behalf of clients be included? Same clarification requested for column “B80 -Value of transactions on proprietary accounts”.


Response


If the account is held in the name of the reporting entity, this should be all transactions originating from this account (irrespectively of whether the initial order came from a client or not).